discretionaryorder.mi.com

7/11/2018smi-6k_20180605.
htmhttps://www.
sec.
gov/Archives/edgar/data/1267482/000156459018015199/smi-6k_20180605.
htm1/76-K1smi-6k_20180605.
htm6-KUNITEDSTATESSECURITIESANDEXCHANGECOMMISSIONWashington,D.
C.
20549Form6-KREPORTOFFOREIGNPRIVATEISSUERPURSUANTTORULE13a-16OR15d-16UNDERTHESECURITIESEXCHANGEACTOF1934ForthemonthofJune,2018CommissionFileNumber:001-31994SemiconductorManufacturingInternaonalCorporaon(Translaonofregistrant'snameintoEnglish)18ZhangjiangRoadPudongNewArea,Shanghai201203People'sRepublicofChina(Addressofprincipalexecuveoce)IndicatebycheckmarkwhethertheregistrantlesorwillleannualreportsundercoverofForm20-ForForm40-F:Form20-FForm40-FIndicatebycheckmarkiftheregistrantissubmingtheForm6-KinpaperaspermiedbyRegulaonS-TRule101(b)(1):IndicatebycheckmarkiftheregistrantissubmingtheForm6-KinpaperaspermiedbyRegulaonS-TRule101(b)(7):IndicatebycheckmarkwhethertheregistrantbyfurnishingtheinformaoncontainedinthisFormisalsotherebyfurnishingtheinformaontotheCommissionpursuanttoRule12g3-2(b)undertheSecuriesExchangeActof1934:YesNoIf"Yes"ismarked,indicatebelowthelenumberassignedtotheregistrantinconneconwithRule12g3-2(b):n/a7/11/2018smi-6k_20180605.
htmhttps://www.
sec.
gov/Archives/edgar/data/1267482/000156459018015199/smi-6k_20180605.
htm2/77/11/2018smi-6k_20180605.
htmhttps://www.
sec.
gov/Archives/edgar/data/1267482/000156459018015199/smi-6k_20180605.
htm3/7SIGNATURESPursuanttotherequirementsoftheSecuriesExchangeActof1934,theregistranthasdulycausedthisreporttobesignedonitsbehalfbytheundersigned,thereuntodulyauthorized.
SemiconductorManufacturingInternaonalCorporaonDate:June5,2018By:/s/Dr.
GaoYonggangName:Dr.
GaoYonggangTitle:ExecuveDirector,ChiefFinancialOcerandJointCompanySecretary7/11/2018smi-6k_20180605.
htmhttps://www.
sec.
gov/Archives/edgar/data/1267482/000156459018015199/smi-6k_20180605.
htm4/77/11/2018smi-6k_20180605.
htmhttps://www.
sec.
gov/Archives/edgar/data/1267482/000156459018015199/smi-6k_20180605.
htm5/7SEMICONDUCTORMANUFACTURINGINTERNATIONALCORPORATIONTOTHEREGISTEREDHOLDERSOFAMERICANDEPOSITARYRECEIPTS("ADRs")REPRESENTINGORDINARYSHARESOFSEMICONDUCTORMANUFACTURINGINTERNATIONALCORPORATIONPleaserefertothereversesideofthiscardfortheResolutionstobevotedattheMeetings.
FOLDANDDETACHHEREExtraordinaryGeneralMeetingResolutionsAnnualGeneralMeetingResolutionsFORAGAINSTFORAGAINSTFORAGAINSTFORAGAINSTRes.
1Res.
2Res.
1Res.
3Res.
2(a)Res.
4Res.
2(b)Res.
5Res.
2(c)Res.
6Res.
2(d)Res.
2(e)AddressChangeMarkbox,signandindicatechanges/commentsbelowMarkboxatrightifyouwishtogiveadiscretionaryproxytoapersondesignatedbytheCompany.
PLEASENOTE:Markingthisboxvoidsanyotherinstructionsmarkedabove.
SignBelowDate:PleasesignthisVotingInstructionCardexactlyasyourname(s)appear(s)onthefaceofthiscardandonthebooksoftheDepositary.
Jointownersshouldeachsignpersonally.
Trusteesandotherfiduciariesshouldindicatethecapacityinwhichtheysign,andwheremorethanonenameappears,amajoritymustsign.
Ifacorporation,thissignatureshouldbethatofanauthorizedofficerwhoshouldstatehisorhertitle.
7/11/2018smi-6k_20180605.
htmhttps://www.
sec.
gov/Archives/edgar/data/1267482/000156459018015199/smi-6k_20180605.
htm6/77/11/2018smi-6k_20180605.
htmhttps://www.
sec.
gov/Archives/edgar/data/1267482/000156459018015199/smi-6k_20180605.
htm7/7SemiconductorManufacturingInternationalCorporation("Company")EXTRAORDINARYGENERALMEETINGRESOLUTIONS(a)Toapprove,conrmandrafytheDatangPre-empveShareSubscriponAgreementinrelaontotheissueoftheDatangPre-empveSharesandthetransaconscontemplatedthereby.
*ToapprovetheissueoftheDatangPre-empveSharestoDatangHKpursuanttothetermsandcondionsoftheDatangPre-empveShareSubscriponAgreement.
*Toapprove,conrmandrafytheDatangPSCSSubscriponAgreementinrelaontotheissueoftheDatangPSCSandthetransaconscontemplatedthereby.
*Toapprove,subjecttothecompleonoftheDatangPSCSSubscriponAgreement,thecreaonandissueoftheDatangPSCStoDatangHKpursuanttothetermsandcondionsoftheDatangPSCSSubscriponAgreement.
*ToauthorisethedirectorsoftheCompanytoallot,issueanddealwiththeDatangPre-empveSharesandtheDatangConversionSharesuponexerciseoftheconversionrightsaachingtotheDatangPSCSonandsubjecttothetermsandcondionsoftheDatangPreempveShareSubscriponAgreement,theDatangPSCSSubscriponAgreementandtheDatangPSCS.
*Toauthoriseanydirector(s)oftheCompanytoenterintoanyagreement,deedorinstrumentand/ortoexecuteanddeliverallsuchdocumentsand/ordoallsuchactsonbehalfoftheCompanyashe/shemayconsidertobenecessary,desirableorexpedientforthepurposeof,orinconneconwith(i)theimplementaonsandcompleonoftheDatangPre-empveShareSubscriponAgreement,theDatangPSCSSubscriponAgreementandtransaconscontemplatedthereunderand/or(ii)anyamendment,variaonormodicaonoftheDatangPreempveShareSubscriponAgreement,theDatangPSCSSubscriponAgreementandthetransaconscontemplatedthereunder.
*(a)Toapprove,conrmandrafytheChinaICFunPre-empveShareSubscriponAgreementinrelaontotheissueoftheChinaICFundPre-empveSharesandthetransaconscontemplatedthereby.
*ToapprovetheissueoftheChinaICFundPre-empveSharestoXinxinHKpursuanttothetermsandcondionsoftheChinaICFundPre-empveShareSubscriponAgreement.
*Toapprove,conrmandrafytheChinaICFundPSCSSubscriponAgreementinrelaontotheissueoftheChinaICFundPSCSandthetransaconscontemplatedthereby.
*Toapprove,subjecttothecompleonoftheChinaICFundPSCSSubscriponAgreement,thecreaonandissueoftheChinaICFundPSCStoXinxinHKpursuanttothetermsandcondionsoftheChinaICFundPSCSSubscriponAgreement.
*ToauthorisethedirectorsoftheCompanytoallot,issueanddealwiththeChinaICFundPre-empveSharesandtheChinaICFundConversionSharesuponexerciseoftheconversionrightsaachingtotheChinaICFundPSCSonandsubjecttothetermsandcondionsoftheChinaICFundPreempveShareSubscriponAgreement,theChinaICFundPSCSSubscriponAgreementandtheChinaICFundPSCS.
*Toauthoriseanydirector(s)oftheCompanytoenterintoanyagreement,deedorinstrumentand/ortoexecuteanddeliverallsuchdocumentsand/ordoallsuchactsonbehalfoftheCompanyashe/shemayconsidertobenecessary,desirableorexpedientforthepurposeof,orinconneconwith(i)theimplementaonsandcompleonoftheChinaICFundPre-empveShareSubscriponAgreement,theChinaICFundPSCSSubscriponAgreementandtransaconscontemplatedthereunderand/or(ii)anyamendment,variaonormodicaonoftheChinaICFundPreempveShareSubscriponAgreement,theChinaICFundPSCSSubscriponAgreementandthetransaconscontemplatedthereunder.
*ThefulltextoftheresoluonsissetoutintheNoceofExtraordinaryGeneralMeengoftheCompanydated23May2018.
ANNUALGENERALMEETINGRESOLUTIONS1.
ToreceiveandconsidertheauditedconsolidatednancialstatementsandthereportsofthedirectorsoftheCompany(''Director(s)'')andtheauditorsoftheCompanyfortheyearended31December2017.
2.
(a)Tore-electDr.
ChenShanzhiasanon-execuveDirector.
(b)Tore-electMr.
LuJunasannon-execuveDirector.
(c)Tore-electDr.
ZhaoHaiJunasanexecuveDirector.
(d)Tore-electDr.
LiangMongSongasanexecuveDirector.
(e)ToauthorizetheboardofDirectors(the''Board'')toxtheirremuneraon.
3.
Tore-appointPricewaterhouseCoopersandPricewaterhouseCoopersZhongTianLLPastheauditorsoftheCompanyforHongKongnancialreporngandU.
S.
nancialreporngpurposes,respecvely,andtoauthorisetheauditcommieeoftheBoardtoxtheirremuneraon.
4.
TograntageneralmandatetotheBoardtoallot,issue,grant,distributeandotherwisedealwithaddionalsharesintheCompany,notexceedingtwentypercent.
ofthenumberofissuedsharesoftheCompanyatthedateofthisResoluon.
*5.
TograntageneralmandatetotheBoardtorepurchasesharesoftheCompany,notexceedingtenpercent.
ofthenumberofissuedsharesoftheCompanyatthedateofthisResoluon.
*6.
CondionalonthepassingofResoluons4and5,toauthorizetheBoardtoexercisethepowerstoallot,issue,grant,distributeandotherwisedealwiththeaddionalauthorizedbutunissuedsharesintheCompanyrepurchasedbytheCompany.
**ThefulltextoftheresoluonsissetoutintheNoceofAnnualGeneralMeengoftheCompanydated23May2018.
SemiconductorManufacturingInternaonalCorporaonJPMorganChaseBank,N.
A.
,DepositaryP.
O.
Box64507,St.
Paul,MN55164-0507VotingInstructionCardJPMorganChaseBank,N.
A.
(the"Depositary")hasreceivedadvicethattheExtraordinaryGeneralMeengandtheAnnualGeneralMeeng(the"Meengs")ofSemiconductorManufacturingInternaonalCorporaon(the"Company")willbeheldat18ZhangjiangRoad,PuDongNewArea,Shanghai,People'sRepublicofChina,onFriday,June22,2018,at3:00p.
m.
(Shanghaime),andat3:20p.
m.
(Shanghaime)(orimmediatelyaertheconclusionoradjournmentoftheExtraordinaryGeneralMeengoftheCompanyheldatthesameplaceonthesamedateat3:00p.
m.
)forthepurposessetforthonthiscard.
IfyouaredesirousofhavingtheDepositary,throughitsNomineeorNominees,voteorexecuteaproxytovotetheOrdinarySharesrepresentedbyyourADRsFORorAGAINSTtheResolutionstobeproposedattheMeetings,kindlyexecuteandforwardtotheDepositarytheattachedVotingInstructionCard.
Theenclosedpostagepaidenvelopeisprovidedforthispurpose.
TheVotingInstructionCardshouldbeexecutedinsuchamannerastoshowclearlywhetheryoudesiretheNomineeortheNomineesoftheDepositarytovoteFORorAGAINSTtheResolutions.
YoumayincludeinstructionstogiveadiscretionaryproxytoapersondesignatedbytheCompany.
TheVotingInstructionCardMUSTbeforwardedinsufficienttimetoreachtheDepositarybefore12:00p.
m.
,June15,2018(NewYorkCityTime).
OnlytheregisteredholdersofrecordatthecloseofbusinessonMay22,2018,willbeentitledtoexecutetheattachedVotingInstructionCard.
Thesignatory,aregisteredholderofADRsrepresentingOrdinarySharesoftheCompany,ofrecordasofMay22,2018,herebyrequestsandauthorizestheDepositary,throughitsNomineeorNominees,tovoteorexecuteaproxytovotetheunderlyingOrdinarySharesoftheCompanyrepresentedbysuchADRs,ontheResolutionsattheMeetings.
Theseinstructions,whenproperlysignedanddated,willbevotedinthemannerdirectedherein.
IfyoumarktheboxtoindicatethatyouwishtogiveadiscretionaryproxytoapersondesignatedbytheCompany,theunderlyingOrdinarySharesrepresentedbyyourADRswillbevotedbysuchpersoninhisorherdiscretion.
NOTE:Inordertohavetheaforesaidsharesvoted,thisVotingInstructionCardMUSTbereceivedbytheDepositarybefore12:00p.
m.
,June15,2018(NewYorkCityTime).
FormoreinformationregardingtheMeetingspleasevisittheCompany'swebsiteathttp://www.
smics.
com/eng/investors/ir_filings.
php.
IfyouwishtoobtainahardcopyoftheNoticeoftheMeetingsfreeofcharge,youmaydosobycallingJPMorganShareholderServiceCenterat1(800)990-1135orbyemailingjpmorgan.
adr@EQ-US.
com.
JPMorganChaseBank,N.
A.
,DepositaryPLEASEMARK,DATEANDSIGNONREVERSESIDEANDRETURNPROMPTLYINTHEENCLOSEDENVELOPE.
PleaseseereversesideforVotingInstructions.